Analysis of Key Sec No-Action Letters
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Analysis of Key Sec No-Action Letters 1994-95 by Robert J. Haft

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Published by Clark Boardman Callaghan .
Written in English

Subjects:

  • Politics/International Relations

Book details:

The Physical Object
FormatPaperback
ID Numbers
Open LibraryOL11166632M
ISBN 10087632233X
ISBN 109780876322338

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update of his book, Analysis of Key SEC No-Action Letters, is the best consolidated source of no-action and interpretive letters relating to the Act exemptions. The book also covers, although with less emphasis, no-action and interpretive letters relating to shareholder proposals, reg-istration of broker-dealers, and independence of. Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations, ed. (Securities Law Handbook Series) on *FREE* shipping on qualifying offers. Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations, ed. (Securities Law Handbook Series)Manufacturer: Thomson Reuters. Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations examines decisions issued by SEC staff – both no-action and interpretive letters. The author organizes and classifies letters by subject matter and provides in-depth analysis, so .   Most no-action letters describe the request, analyze the particular facts and circumstances involved, discuss applicable laws and rules, and, if the staff grants the request for no action, concludes that the SEC staff would not recommend that the Commission take enforcement action against the requester based on the facts and representations.

Get this from a library! Key SEC no-action letters: text and analysis of staff interpretations of the & acts. [Robert J Haft]. JUDICIAL RELIANCE ON REGULATORY INTERPRETATIONS IN SEC NO-ACTION LETTERS: CURRENT PROBLEMS AND A cance of SEC no-action letters still engender spirited debate. Much of Analysis of Key No-Action Letters, 48 Bus. LAw. , () (book review). A number.   No-Action and interpretive letters are written by the SEC in response to these requests. An exemptive letter is the SEC's response to an individual or corporation's request for an exemption from a regulatory requirement. To locate these SEC letters use the resources below. Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations, ed. (Securities Law Handbook Series) Keep current with SEC no-action and interpretive letters. This title provides insights and analysis to help you determine emerging trends.

Analysis of Key SEC No-Action Letters and Compliance and Disclosure Interpretations, ed. (Securities Law Handbook Series): ISBN () Softcover, Clark Boardman Callaghan, SEC No-Action Letter Weekly Online, the only weekly newsletter devoted exclusively to SEC no-action letters, offers a comprehensive overview of all letters released, providing a crucial looking glass into staff newsletter provides a current account of all letters released the previous week and contains abstracts of every letter and in-depth feature articles.   We have all become used to the idea of extracting insights from litigation docket data. But regulatory analytics appear to be emerging as an exciting new area for practice and competitive insights. Intelligize just launched a new feature which offers interactive Insights derived from from No Action letters enabling lawyers and financial analysts to glean quick insights into No Action Letter. Request letters may be sent to the following email address: [email protected] For assistance in preparing a request for a no-action, interpretive or exemptive letter, please refer to the General Information section below. You may call or send an email to [email protected] with any questions about preparing a request letter.